content stringlengths 0 334k | metadata_accession-number stringlengths 20 20 | metadata_filing-date stringlengths 8 8 | metadata_documents stringlengths 57 326 | metadata_period stringlengths 8 8 ⌀ | text stringlengths 0 105k |
|---|---|---|---|---|---|
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0306</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2014-03-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001298812-14-000004 | 20140506 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2386}] | 20140331 | X0306
5
2014-03-31
0
0
0
0001288795
Clough Global Allocation Fund
GLV
0001298812
Rantzow Richard Carl
C/O CLOUGH GLOBAL FUNDS
1290 BROADWAY SUITE 1100
DENVER
CO
80203
0
0
0
1
Trustee
Common Shares of Beneficial Interest
2939.853
D
/s/ Richard C Rantzow
2014-05-06 |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0306</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2014-10-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001298812-14-000005 | 20141212 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2382}] | 20141031 | X0306
5
2014-10-31
0
0
0
0001316463
Clough Global Equity Fund
GLQ
0001298812
Rantzow Richard Carl
C/O CLOUGH GLOBAL FUNDS
1290 BROADWAY STE 1100
DENVER
CO
80203
0
0
0
1
Trustee
Common Shares of Beneficial Interest
2743.0309
D
/s/ Richard C. Rantzow
2014-12-12 |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0306</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2014-10-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001298812-14-000006 | 20141212 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2386}] | 20141031 | X0306
5
2014-10-31
0
0
0
0001288795
Clough Global Allocation Fund
GLV
0001298812
Rantzow Richard Carl
C/O CLOUGH GLOBAL FUNDS
1290 BROADWAY STE 1100
DENVER
CO
80203
0
0
0
1
Trustee
Common Shares of Beneficial Interest
3065.1813
D
/s/ Richard C. Rantzow
2014-12-12 |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0306</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2014-12-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001298812-15-000001 | 20150210 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2395}] | 20141231 | X0306
5
2014-12-31
0
0
0
0000799195
LIBERTY ALL STAR EQUITY FUND
USA
0001298812
Rantzow Richard Carl
C/O ALPS FUND SERVICES, INC.
1290 BROADWAY, SUITE 1100
DENVER
CO
80203
0
0
0
1
Trustee
Common Shares of Beneficial Interest
3549.6533
D
/s/ Richard Carl Rantzow
2015-02-10 |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0306</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2014-12-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001298812-15-000002 | 20150210 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2343}] | 20141231 | X0306
5
2014-12-31
0
0
0
0000786035
LIBERTY ALL STAR GROWTH FUND INC.
ASG
0001298812
Rantzow Richard Carl
C/O ALPS FUND SERVICES, INC.
1290 BROADWAY, SUITE 1100
DENVER
CO
80203
1
0
0
0
Shares of Common Stock
2686.6965
D
/s/ Richard Carl Rantzow
2015-02-10 |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0306</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2015-10-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001298812-15-000012 | 20151207 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2573}] | 20151031 | X0306
5
2015-10-31
0
0
0
0001288795
Clough Global Allocation Fund
GLV
0001298812
Rantzow Richard Carl
C/O CLOUGH GLOBAL FUNDS
1290 BROADWAY STE 1100
DENVER
CO
80203
0
0
0
1
Trustee
Common Shares of Beneficial Interest
3547.1066
D
Includes 146.681 shares acquired under the GLV dividend reinvestment plan
/s/ Richard C. R... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0306</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2015-10-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001298812-15-000013 | 20151207 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2562}] | 20151031 | X0306
5
2015-10-31
0
0
0
0001316463
Clough Global Equity Fund
GLQ
0001298812
Rantzow Richard Carl
C/O CLOUGH GLOBAL FUNDS
1290 BROADWAY STE 1100
DENVER
CO
80203
0
0
0
1
Trustee
Common Shares of Beneficial Interest
22.5636
D
Includes 1.2236 shares acquired under GLQ dividend reinvestment plan
/s/ Richard C. Rantzow
2015... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0306</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2015-12-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001298812-16-000016 | 20160129 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2392}] | 20151231 | X0306
5
2015-12-31
0
0
0
0000799195
LIBERTY ALL STAR EQUITY FUND
USA
0001298812
Rantzow Richard Carl
C/O ALPS FUND SERVICES, INC.
1290 BROADWAY, SUITE 1100
DENVER
CO
80203
0
0
0
1
Trustee
Common Shares of Beneficial Interest
3079.1
D
/s/ Richard Carl Rantzow
2016-01-29 |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0306</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2015-12-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001298812-16-000017 | 20160129 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2398}] | 20151231 | X0306
5
2015-12-31
0
0
0
0000786035
LIBERTY ALL STAR GROWTH FUND INC.
ASG
0001298812
Rantzow Richard Carl
C/O ALPS FUND SERVICES, INC.
1290 BROADWAY, SUITE 1100
DENVER
CO
80203
0
0
0
1
Trustee
Common Shares of Beneficial Interest
3675.91
D
/s/ Richard Carl Rantzow
2016-01-29 |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0306</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2016-10-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001298812-16-000018 | 20161213 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2381}] | 20161031 | X0306
5
2016-10-31
0
0
0
0001316463
Clough Global Equity Fund
GLQ
0001298812
Rantzow Richard Carl
C/O CLOUGH GLOBAL FUNDS
1290 BROADWAY SUITE 1100
DENVER
CO
80203
0
0
0
1
Trustee
Common Shares of Beneficial Interest
25.4044
D
/s/ Richard C Rantzow
2016-12-13 |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0306</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2016-10-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001298812-16-000019 | 20161213 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2398}] | 20161031 | X0306
5
2016-10-31
0
0
0
0001288795
Clough Global Dividend & Income Fund
GLV
0001298812
Rantzow Richard Carl
C/O CLOUGH GLOBAL FUNDS
1290 BROADWAY SUITE 1100
DENVER
CO
80203
0
0
0
1
Trustee
Common Shares of Beneficial Interest
2341.1515
D
/s/ Richard C Rantzow
2016-12-13 |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0306</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2016-12-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001298812-17-000001 | 20170206 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2398}] | 20161231 | X0306
5
2016-12-31
0
0
0
0000786035
LIBERTY ALL STAR GROWTH FUND INC.
ASG
0001298812
Rantzow Richard Carl
C/O LIBERTY ALL-STAR FUNDS
1290 BROADWAY, SUITE 1100
DENVER
CO
80203
0
0
0
1
Trustee
Common Shares of Beneficial Interest
4354.1449
D
/s/ Richard Carl Rantzow
2017-02-06 |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0306</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2016-12-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001298812-17-000002 | 20170206 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2393}] | 20161231 | X0306
5
2016-12-31
0
0
0
0000799195
LIBERTY ALL STAR EQUITY FUND
USA
0001298812
Rantzow Richard Carl
C/O LIBERTY ALL-STAR FUNDS
1290 BROADWAY, SUITE 1100
DENVER
CO
80203
0
0
0
1
Trustee
Common Shares of Beneficial Interest
3395.1814
D
/s/ Richard Carl Rantzow
2017-02-06 |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0306</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2017-12-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001298812-18-000001 | 20180205 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2363}] | 20171231 | X0306
5
2017-12-31
0
0
0
0000799195
LIBERTY ALL STAR EQUITY FUND
USA
0001298812
Rantzow Richard Carl
503 SILVER SPUR
HORSESHOE BAY
TX
78657
0
0
0
1
Trustee
Common Shares of Beneficial Interest
3732.301
D
/s/ Richard Carl Rantzow
2018-02-05 |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0306</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2017-12-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001298812-18-000002 | 20180205 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2369}] | 20171231 | X0306
5
2017-12-31
0
0
0
0000786035
LIBERTY ALL STAR GROWTH FUND INC.
ASG
0001298812
Rantzow Richard Carl
503 SILVER SPUR
HORSESHOE BAY
TX
78657
0
0
0
1
Trustee
Common Shares of Beneficial Interest
4742.6266
D
/s/ Richard Carl Rantzow
2018-02-05 |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0305</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2012-03-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001298813-12-000001 | 20120503 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2366}] | 20120331 | X0305
5
2012-03-31
0
0
0
0001288795
Clough Global Allocation Fund
GLV
0001298813
Rutledge Jerry G
2745 SPRINGMEDE COURT
COLORADO SPRINGS
CO
80906
0
0
0
1
Trustee
Common Shares of Beneficial Interest
5331.128
D
/s/ Jerry G. Rutledge
2012-05-03 |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0305</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2012-03-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001298813-12-000002 | 20120503 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2362}] | 20120331 | X0305
5
2012-03-31
0
0
0
0001316463
Clough Global Equity Fund
GLQ
0001298813
Rutledge Jerry G
2745 SPRINGMEDE COURT
COLORADO SPRINGS
CO
80906
0
0
0
1
Trustee
Common Shares of Beneficial Interest
8823.884
D
/s/ Jerry G. Rutledge
2012-05-03 |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0306</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2013-03-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001298813-13-000001 | 20130425 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2382}] | 20130331 | X0306
5
2013-03-31
0
0
0
0001288795
Clough Global Allocation Fund
GLV
0001298813
Rutledge Jerry G
C/O CLOUGH GLOBAL FUNDS
1290 BROADWAY SUITE 1100
DENVER
CO
80203
0
0
0
1
Trustee
Common Shares of Beneficial Interest
5810.446
D
/s/ Jerry G. Rutledge
2013-04-25 |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0306</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2013-03-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001298813-13-000002 | 20130425 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2378}] | 20130331 | X0306
5
2013-03-31
0
0
0
0001316463
Clough Global Equity Fund
GLQ
0001298813
Rutledge Jerry G
C/O CLOUGH GLOBAL FUNDS
1290 BROADWAY SUITE 1100
DENVER
CO
80203
0
0
0
1
Trustee
Common Shares of Beneficial Interest
9635.489
D
/s/ Jerry G. Rutledge
2013-04-25 |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0306</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2014-03-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001298813-14-000001 | 20140506 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2379}] | 20140331 | X0306
5
2014-03-31
0
0
0
0001316463
Clough Global Equity Fund
GLQ
0001298813
Rutledge Jerry G
C/O CLOUGH GLOBAL FUNDS
1290 BROADWAY SUITE 1100
DENVER
CO
80203
0
0
0
1
Trustee
Common Shares of Beneficial Interest
10541.262
D
/s/ Jerry G. Rutledge
2014-05-06 |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0306</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2014-03-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001298813-14-000002 | 20140506 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2382}] | 20140331 | X0306
5
2014-03-31
0
0
0
0001288795
Clough Global Allocation Fund
GLV
0001298813
Rutledge Jerry G
C/O CLOUGH GLOBAL FUNDS
1290 BROADWAY SUITE 1100
DENVER
CO
80203
0
0
0
1
Trustee
Common Shares of Beneficial Interest
6368.265
D
/s/ Jerry G. Rutledge
2014-05-06 |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0306</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2014-10-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001298813-14-000003 | 20141212 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2378}] | 20141031 | X0306
5
2014-10-31
0
0
0
0001288795
Clough Global Allocation Fund
GLV
0001298813
Rutledge Jerry G
C/O CLOUGH GLOBAL FUNDS
1290 BROADWAY STE 1100
DENVER
CO
80203
0
0
0
1
Trustee
Common Shares of Beneficial Interest
6781.26
D
/s/Jerry G. Rutledge
2014-12-12 |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0306</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2014-10-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001298813-14-000004 | 20141212 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2376}] | 20141031 | X0306
5
2014-10-31
0
0
0
0001316463
Clough Global Equity Fund
GLQ
0001298813
Rutledge Jerry G
C/O CLOUGH GLOBAL FUNDS
1290 BROADWAY STE 1100
DENVER
CO
80203
0
0
0
1
Trustee
Common Shares of Beneficial Interest
11228.91
D
/s/ Jerry G. Rutledge
2014-12-12 |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0306</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2015-10-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001298813-15-000001 | 20151207 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2563}] | 20151031 | X0306
5
2015-10-31
0
0
0
0001288795
Clough Global Allocation Fund
GLV
0001298813
Rutledge Jerry G
C/O CLOUGH GLOBAL FUNDS
1290 BROADWAY STE 1100
DENVER
CO
80203
0
0
0
1
Trustee
Common Shares of Beneficial Interest
7353.135
D
Includes 571.875 shares acquired under GLV dividend reinvestment plan
/s/ Jerry G. Rutledge
201... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0306</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2015-10-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001298813-15-000002 | 20151207 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2557}] | 20151031 | X0306
5
2015-10-31
0
0
0
0001316463
Clough Global Equity Fund
GLQ
0001298813
Rutledge Jerry G
C/O CLOUGH GLOBAL FUNDS
1290 BROADWAY STE 1100
DENVER
CO
80203
0
0
0
1
Trustee
Common Shares of Beneficial Interest
12148.01
D
Includes 919.1 shares acquired under GLQ dividend reinvestment plan
/s/ Jerry G. Rutledge
2015-12-0... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0306</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2016-10-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001298813-16-000006 | 20161213 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2377}] | 20161031 | X0306
5
2016-10-31
0
0
0
0001316463
Clough Global Equity Fund
GLQ
0001298813
Rutledge Jerry G
C/O CLOUGH GLOBAL FUNDS
1290 BROADWAY SUITE 1100
DENVER
CO
80203
0
0
0
1
Trustee
Common Shares of Beneficial Interest
204.043
D
/s/ Jerry G. Rutledge
2016-12-13 |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0306</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2016-10-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001298813-16-000007 | 20161213 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2392}] | 20161031 | X0306
5
2016-10-31
0
0
0
0001288795
Clough Global Dividend & Income Fund
GLV
0001298813
Rutledge Jerry G
C/O CLOUGH GLOBAL FUNDS
1290 BROADWAY SUITE 1100
DENVER
CO
80203
0
0
0
1
Trustee
Common Shares of Beneficial Interest
135.735
D
/s/ Jerry G. Rutledge
2016-12-13 |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0306</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2017-10-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001298813-17-000001 | 20171213 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2375}] | 20171031 | X0306
5
2017-10-31
0
0
0
0001316463
Clough Global Equity Fund
GLQ
0001298813
Rutledge Jerry G
C/O CLOUGH GLOBAL FUNDS
1290 BROADWAY STE 1100
DENVER
CO
80203
0
0
0
1
Trustee
Common Shares of Beneficial Interest
227.344
D
/s/ Jerry G. Rutledge
2017-12-13 |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0306</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2017-10-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001298813-17-000002 | 20171213 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2390}] | 20171031 | X0306
5
2017-10-31
0
0
0
0001288795
Clough Global Dividend & Income Fund
GLV
0001298813
Rutledge Jerry G
C/O CLOUGH GLOBAL FUNDS
1290 BROADWAY STE 1100
DENVER
CO
80203
0
0
0
1
Trustee
Common Shares of Beneficial Interest
150.886
D
/s/ Jerry G. Rutledge
2017-12-13 |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0202</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2006-12-31</periodOfReport>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4TransactionsReported>
<issuer>
<issuerCik>00... | 0001298825-07-000003 | 20070212 | [{"type": "5", "sequence": "1", "filename": "edgar.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 4856}] | 20061231 | X0202
5
2006-12-31
0
0
0000949953
OAK HILL FINANCIAL INC
OAKF
0001298825
Shafer Dale B
14621 ST. RT. 93
JACKSON
OH
45640
0
1
0
0
Interim CFO
Common Stock Without Par Value
1000
D
Common Stock Without Par Value
88
I
Shares acquired pursuant to Oak Hill Financial, Inc. 401(k) and Profit Sharing Plan as 12-31-06.
Employee... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0305</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2012-03-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001298872-12-000002 | 20120503 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2346}] | 20120331 | X0305
5
2012-03-31
0
0
0
0001288795
Clough Global Allocation Fund
GLV
0001298872
Butler Robert L
12 HARVARD DRIVE
HINGHAM
MA
02043
0
0
0
1
Trustee
Common Shares of Beneficial Interest
2007
D
/s/ Robert L. Butler
2012-05-03 |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0305</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2012-03-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001298872-12-000003 | 20120503 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2342}] | 20120331 | X0305
5
2012-03-31
0
0
0
0001316463
Clough Global Equity Fund
GLQ
0001298872
Butler Robert L
12 HARVARD DRIVE
HINGHAM
MA
02043
0
0
0
1
Trustee
Common Shares of Beneficial Interest
1982
D
/s/ Robert L. Butler
2012-05-03 |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0305</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2012-03-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001298872-12-000004 | 20120503 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2349}] | 20120331 | X0305
5
2012-03-31
0
0
0
0001350869
Clough Global Opportunities Fund
GLO
0001298872
Butler Robert L
12 HARVARD DRIVE
HINGHAM
MA
02043
0
0
0
1
Trustee
Common Shares of Beneficial Interest
1857
D
/s/ Robert L. Butler
2012-05-03 |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0508</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2022-10-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001298872-23-000001 | 20230719 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2563}] | 20221031 | X0508
5
2022-10-31
0
0
0
0001288795
Clough Global Dividend & Income Fund
GLV
0001298872
Butler Robert L
12 HARVARD DRIVE
HINGHAM
MA
02043
0
0
0
1
Trustee
0
Common shares of Beneficial Interest
14100
D
Includes 4,691 shares acquired through 2021 GLV rights offering.
Robert L Butler
2023-07-09 |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0508</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2022-10-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001298872-23-000002 | 20230719 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2546}] | 20221031 | X0508
5
2022-10-31
0
0
0
0001316463
Clough Global Equity Fund
GLQ
0001298872
Butler Robert L
12 HARVARD DRIVE
HINGHAM
MA
02043
0
0
0
1
Trustee
0
Common shares of Beneficial Interest
5998
D
Includes 2301 shares acquired through 2021 GLQ rights offering.
Robert L Butler
2023-07-19 |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0508</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2022-10-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001298872-23-000003 | 20230719 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2553}] | 20221031 | X0508
5
2022-10-31
0
0
0
0001350869
Clough Global Opportunities Fund
GLO
0001298872
Butler Robert L
12 HARVARD DRIVE
HINGHAM
MA
02043
0
0
0
1
Trustee
0
Common shares of Beneficial Interest
4000
D
Includes 2143 shares acquired through 2021 GLO rights offering.
Robert L Butler
2023-07-19 |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0508</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2024-10-31</periodOfReport>
<notSubjectToSection16>1</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001298872-24-000001 | 20241212 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2353}] | 20241031 | X0508
5
2024-10-31
1
0
0
0001288795
Clough Global Dividend & Income Fund
GLV
0001298872
Butler Robert L
1700 BROADWAY SUITE 1850
DENVER
CO
80290
1
0
0
0
0
Common Shares of Beneficial Interest
14100
D
/s/ Robert L Butler
2024-12-12 |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0508</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2024-10-31</periodOfReport>
<notSubjectToSection16>1</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001298872-24-000002 | 20241212 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2344}] | 20241031 | X0508
5
2024-10-31
1
0
0
0001350869
Clough Global Opportunities Fund
GLO
0001298872
Butler Robert L
1700 BROADWAY SUITE 1850
DENVER
CO
80290
1
0
0
0
0
Common Shares of Beneficial Interest
4000
D
/s/ Robert L Butler
2024-12-12 |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0508</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2024-10-31</periodOfReport>
<notSubjectToSection16>1</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001298872-24-000003 | 20241212 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2337}] | 20241031 | X0508
5
2024-10-31
1
0
0
0001316463
Clough Global Equity Fund
GLQ
0001298872
Butler Robert L
1700 BROADWAY SUITE 1850
DENVER
CO
80290
1
0
0
0
0
Common Shares of Beneficial Interest
5998
D
/s/ Robert L Butler
2024-12-12 |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0508</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2023-12-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001298946-24-000002 | 20240119 | [{"type": "5", "sequence": "1", "filename": "wk-form5_1705697226.xml", "description": "FORM 5", "secsgml_size_bytes": 3426}] | 20231231 | X0508
5
2023-12-31
0
0
0
0001298946
DiamondRock Hospitality Co
DRH
0001320006
Brugger Mark W
C/O DIAMONDROCK HOSPITALITY COMPANY
2 BETHESDA METRO CENTER, SUITE 1400
BETHESDA
MD
20814
1
1
0
0
President and CEO
0
Common stock, par value $0.01 per share
2023-04-06
5
W
0
547.7801
0
A
2410334.7801
D
These shares were distri... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0303</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2009-12-31</periodOfReport>
<notSubjectToSection16>1</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001298983-10-000005 | 20100212 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 4999}] | 20091231 | X0303
5
2009-12-31
1
0
0
0001328208
JK Acquisition Corp.
JKAK
0001298983
BIP GP LLC
29 COMMONWEALTH AVENUE, 10TH FLOOR
BOSTON
MA
02116
0
0
1
0
Common Stock
890007
I
See Footnote 1
Warrants
15
2010-04-10
Common Stock
15405
15405
I
See Footnote 1
Shares reported herein represent shares beneficially owned by a private inv... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0202</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2003-12-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>1</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001299116-04-000001 | 20040802 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 5532}] | 20031231 | X0202
5
2003-12-31
0
1
0
0000820600
ALFA INTERNATIONAL CORP
TYBR
0001299116
Drohan Frank J
350 FIFTH AVENUE
ROOM 1103
NEW YORK
NY
10118
1
1
1
0
President, CEO
Common Stock
1519526
D
Common Stock
9660
I
As Custodian for son - Nicholas (UGMA)
Common Stock purchase Options
3
2011-08-31
Common Stock
500000
500000
D
The Rep... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0306</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2012-12-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>1</form4Tra... | 0001299116-13-000001 | 20130325 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 10310}] | 20121231 | X0306
5
2012-12-31
0
0
1
0000820600
Omagine, Inc.
OMAG
0001299116
Drohan Frank J
350 FIFTH AVENUE
SUITE 4815-17
NEW YORK
NY
10118
1
1
1
0
President & CEO
Common Stock
2012-03-30
4
P
0
L
322730
1.25
A
1820673
D
Common Stock
2012-05-08
4
A
0
L
22925
34387
A
1820673
D
Common Stock
2012-12-26
5
G
0
L
7340
D
1820673
D
Commo... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0306</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2012-12-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>1</form4Tra... | 0001299116-13-000003 | 20130325 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 8322}] | 20121231 | X0306
5
2012-12-31
0
0
1
0000820600
Omagine, Inc.
OMAG
0001299701
Kuczynski Charles P
350 FIFTH AVENUE
SUITE 4815-17
NEW YORK
NY
10118
1
1
0
0
Vice-President & Secretary
Common Stock
2012-03-30
4
P
0
L
50470
1.25
A
463763
D
Common Stock
2012-05-08
4
A
0
L
23922
35882
A
487685
D
Common Stock Purchase Options
2012-01-02
... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0305</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2012-03-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001299267-12-000001 | 20120503 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2356}] | 20120331 | X0305
5
2012-03-31
0
0
0
0001350869
Clough Global Opportunities Fund
GLO
0001299267
Crescenzi Adam D
100 WALDEN STREET
CONCORD
MA
01742
0
0
0
1
Trustee
Common Shares of Beneficial Interest
8508.217
D
/s/ Adam D. Crescenzi
2012-05-03 |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0202</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2003-09-30</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001299336-04-000002 | 20040824 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 3120}] | 20030930 | X0202
5
2003-09-30
0
0
0
0001101783
OSK CAPITAL II CORP
OSK Capita
0001299336
Salerno Deborah A
75 MAIDEN LANE SUITE 214
NEW YORK
NY
10038
1
1
1
0
president
OSK Capital II
1999-03-02
5
P
0
L
1000000
0.001
A
1000000
D
Deborah A Salerno
2004-08-24 |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0202</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2003-12-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001299336-04-000003 | 20040824 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 3110}] | 20031231 | X0202
5
2003-12-31
0
0
0
0001107565
OSK CAPITAL III CORP
o
0001299336
Salerno Deborah A
75 MAIDEN LANE SUITE 214
NEW YORK
NY
10280
1
1
0
0
president
Common Stock
1999-03-02
5
P
0
L
1000000
0.001
A
1000000
D
Deborah A Salerno
2004-08-24 |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0202</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2005-12-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001299362-06-000001 | 20060123 | [{"type": "5", "sequence": "1", "filename": "edgardoc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 3044}] | 20051231 | X0202
5
2005-12-31
0
0
0
0000878560
STANDARD PACIFIC CORP /DE/
SPF
0001299362
Dickson Bruce Fairchild
15326 ALTON PARKWAY
IRVINE
CA
92618
0
1
0
0
President: Southeast Region
Common Stock
2005-12-30
5
G
0
600
0
D
5400
D
By: Clay A. Halvorsen For: Bruce F. Dickson
2006-01-20 |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0303</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2008-12-31</periodOfReport>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4TransactionsReported>
<issuer>
<issuerCik>00... | 0001299373-09-000002 | 20090128 | [{"type": "5", "sequence": "1", "filename": "edgar.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 8634}] | 20081231 | X0303
5
2008-12-31
0
0
0000861459
GRANITE CONSTRUCTION INC
GVA
0001299373
Powell William Howard
585 W. BEACH STREET
WATSONVILLE
CA
95076
1
0
0
0
Common Stock
2008-07-15
5
A
0
56.192
32.78
A
19964.458
D
Common Stock
2008-09-30
5
A
0
13.12
35.82
A
19977.578
D
Common Stock
2008-10-15
5
A
0
75.951
24.35
A
20053.529
D
Commo... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0303</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2009-12-31</periodOfReport>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4TransactionsReported>
<issuer>
<issuerCik>00... | 0001299373-10-000002 | 20100212 | [{"type": "5", "sequence": "1", "filename": "edgar.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 5278}] | 20091231 | X0303
5
2009-12-31
0
0
0000861459
GRANITE CONSTRUCTION INC
GVA
0001299373
Powell William Howard
585 W. BEACH STREET
WATSONVILLE
CA
95076
1
0
0
0
Common Stock
2009-10-15
5
A
0
24.761
30.94
A
0
D
Common Stock
2008-10-15
5
A
0
64.56
29.11
A
24469.43
D
Dividends on stock units granted pursuant to the Granite Construction I... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0202</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2007-08-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001299472-07-000003 | 20071010 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 3200}] | 20070831 | X0202
5
2007-08-31
0
0
0
0000320174
BSD MEDICAL CORP
bsm
0001299472
Mead Hyrum A
202 COVENTRY LANE
NORTH SALT LAKE
UT
84054
1
1
0
0
President
Common Stock
2007-08-28
2007-08-28
5
G
0
3800
0
D
103700
D
Hyrum A. Mead
2007-10-10 |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0303</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2008-08-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001299472-08-000005 | 20081010 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 4556}] | 20080831 | X0303
5
2008-08-31
0
0
0
0000320174
BSD MEDICAL CORP
bsdm
0001299472
Mead Hyrum A
2188 WEST 2200 SOUTH
SALT LAKE CITY
UT
84119
1
1
0
0
President
Common Stock
2008-01-25
5
G
0
1200
0
A
110500
D
Common Stock
2008-04-22
5
G
0
3000
0
A
107500
D
Hyrum A Mead
2008-10-10 |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0303</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2009-08-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001299472-09-000002 | 20091013 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 6020}] | 20090831 | X0303
5
2009-08-31
0
0
0
0000320174
BSD MEDICAL CORP
bsdm
0001299472
Mead Hyrum A
2188 WEST 2200 SOUTH
SALT LAKE CITY
UT
84119
1
1
0
0
President
Common Stock
2008-12-16
5
G
0
70000
0
D
56700
D
Common Stock
2008-12-31
5
G
0
6000
0
D
50700
D
Common Stock
2009-02-13
5
G
0
6500
0
D
44200
D
Hyrum A. Mead
2009-10-13 |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0202</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2004-12-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001299585-05-000001 | 20050214 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 5097}] | 20041231 | X0202
5
2004-12-31
0
0
0
0001284812
COHEN & STEERS INC
CNS
0001299585
Bond Douglas R
COHEN & STEERS, INC.
757 THIRD AVENUE
NEW YORK
NY
10017
0
1
0
0
Executive Vice President
Common Stock, par value $0.01 per share
2005-01-18
5
P
0
99.092
15.2
A
438618.092
D
Common Stock, par value $0.01 per share
2004-12-31
5
P
0
1900
... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0202</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2004-12-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001299585-05-000002 | 20050214 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 3384}] | 20041231 | X0202
5
2004-12-31
0
0
0
0001284812
COHEN & STEERS INC
CNS
0001299637
Harvey Joseph M
COHEN & STEERS, INC.
757 THIRD AVENUE
NEW YORK
NY
10017
0
1
0
0
President
Common Stock, par value $0.01 per share
2004-12-31
5
P
0
1900
11.18
A
1204169
D
Shares acquired by Mr. Harvey pursuant to the CNS Employee Stock Purchase Plan.
... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0202</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2004-12-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001299585-05-000003 | 20050214 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 3403}] | 20041231 | X0202
5
2004-12-31
0
0
0
0001284812
COHEN & STEERS INC
CNS
0001181440
DERECHIN ADAM M
C/O COHEN & STEERS, INC.
757 THIRD AVENUE
NEW YORK
NY
10017
0
1
0
0
Chief Operating Officer
Common Stock, par value $0.01 per share
2004-12-31
5
P
0
1900
11.18
A
597319
D
Shares acquired by Mr. Derechin pursuant to the CNS Employee St... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0202</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2004-12-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001299585-05-000004 | 20050214 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 3398}] | 20041231 | X0202
5
2004-12-31
0
0
0
0001284812
COHEN & STEERS INC
CNS
0001299660
McCombe John J
COHEN & STEERS, INC.
757 THIRD AVENUE
NEW YORK
NY
10017
0
1
0
0
Executive Vice President
Common Stock, par value $0.01 per share
2004-12-31
5
P
0
1900
11.18
A
571111
D
Shares purchased by Mr. McCombe pursuant to the CNS Employee Stock ... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0202</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2004-12-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001299585-05-000005 | 20050214 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 3390}] | 20041231 | X0202
5
2004-12-31
0
0
0
0001284812
COHEN & STEERS INC
CNS
0001310222
Corl James Scott
C/O COHEN & STEERS, INC
757 THIRD AVENUE
NEW YORK
NY
10017
0
1
0
0
Executive Vice President
Common Stock, par value $0.01 per share
2004-12-31
5
P
0
1900
11.18
A
548933
D
Shares acquired by Mr. Corl pursuant to the CNS Employee Stock... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0202</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2004-12-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001299585-05-000006 | 20050214 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 3396}] | 20041231 | X0202
5
2004-12-31
0
0
0
0001284812
COHEN & STEERS INC
CNS
0001296273
Gomez Victor M.
COHEN & STEERS, INC.
757 THIRD AVENUE
NEW YORK
NY
10017
0
1
0
0
Chief Financial Officer
Common Stock, par value $0.01 per share
2004-12-31
5
P
0
1900
11.18
A
195482
D
Shares purchased by Mr. Gomez pursuant to the CNS Employee Stock Pu... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0202</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2004-12-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001299585-05-000007 | 20050214 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 3358}] | 20041231 | X0202
5
2004-12-31
0
0
0
0001284812
COHEN & STEERS INC
CNS
0001181439
STOLLER LAWRENCE B
C/O COHEN & STEERS, INC.
757 THIRD AVENUE
NEW YORK
NY
10017
0
1
0
0
General Counsel
Common Stock, par value $0.01 per share
2004-12-31
5
P
0
1900
11.18
A
408051
D
Shares acquired by Mr. Stoller pursuant to the CNS Employee Stock Pu... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0303</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2008-12-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001299585-09-000001 | 20090211 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 3622}] | 20081231 | X0303
5
2008-12-31
0
0
0
0001395057
Cohen & Steers Global Income Builder, Inc
INB
0001299585
Bond Douglas R
COHEN & STEERS, INC.
757 THIRD AVENUE
NEW YORK
NY
10017
0
1
0
0
Vice President
Common Stock, par value $0.001 per share
2008-12-31
5
J
0
294.522
A
4294.522
D
Shares were acquired throughout the 2008 year in the r... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0303</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2008-12-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001299585-09-000002 | 20090211 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 5576}] | 20081231 | X0303
5
2008-12-31
0
0
0
0001375340
Cohen & Steers Closed-End Opportunity Fund, Inc.
FOF
0001299585
Bond Douglas R
COHEN & STEERS, INC.
280 PARK AVENUE
NEW YORK
NY
10017
0
1
0
0
Vice President
Common Stock, par value $0.001 per share
2008-12-31
5
J
0
839.5465
A
12232.686
D
Common Stock, par value $0.001 per share
2008-... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0202</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2003-09-27</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001299594-04-000001 | 20040826 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 4936}] | 20030927 | X0202
5
2003-09-27
0
0
0
0000320431
UNIFIED WESTERN GROCERS INC
none
0001299594
Tucker Kenneth Ray
5200 SHEILA STREET
COMMERCE
CA
90040
1
0
0
0
Class A Shares
2003-09-19
5
P
0
L
50
158.23
A
150
I
Evergreen Markets, Inc.
Class B Shares
2003-12-17
5
J
0
L
34
163
A
114
I
Evergreen Markets, Inc.
Patronage Dividends by Issu... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0202</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2003-12-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001299701-04-000002 | 20040806 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 5093}] | 20031231 | X0202
5
2003-12-31
0
0
0
0000820600
ALFA INTERNATIONAL CORP
tybr
0001299701
Kuczynski Charles P
350 FIFTH AVENUE
ROOM 1103
NEW YORK
NY
10118
1
1
0
0
Vice-President, Secretary
Common Stock
252163
D
Common Stock Purchase options
2001-09-01
5
A
0
L
250000
A
2011-08-31
Common Stock
250000
250000
D
All 250,000 stock options... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0306</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2012-06-30</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001299709-12-000073 | 20120814 | [{"type": "5", "sequence": "1", "filename": "edgardoc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2984}] | 20120630 | X0306
5
2012-06-30
0
0
0
0001299709
BofI Holding, Inc.
BOFI
0001345768
Burke John Gary
12777 HIGH BLUFF DRIVE, SUITE 100
SAN DIEGO
CA
92130
1
0
0
0
Common Stock
2012-04-25
5
W
0
4000.0
0.0
A
4000.0
D
By: Andrew J Micheletti For: John Gary Burke
2012-08-14 |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0306</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2020-06-30</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001299709-20-000137 | 20200806 | [{"type": "5", "sequence": "1", "filename": "edgardoc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 3651}] | 20200630 | X0306
5
2020-06-30
0
0
0
0001299709
Axos Financial, Inc.
AX
0001303829
Grinberg Paul
9205 WEST RUSSELL ROAD
SUITE 400
LAS VEGAS
NV
89148
1
0
0
0
Common Stock
2019-12-20
5
G
0
7114
30.2
D
111154
D
This transaction represents a charitable donation of 7,114 shares of common stock of the Issuer to a charitable fund on Dece... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0202</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2004-12-31</periodOfReport>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4TransactionsReported>
<issuer>
<issuerCik>00... | 0001299892-05-000001 | 20050209 | [{"type": "5", "sequence": "1", "filename": "edgar.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 4812}] | 20041231 | X0202
5
2004-12-31
0
0
0000007536
ARROW ELECTRONICS INC
ARW
0001299892
Keeth Martha Frances
ARROW ELECTRONICS, INC.
50 MARCUS DRIVE
MELVILLE
NY
11747
1
0
0
0
Phantom Stock
Common Stock
496.375
496.375
D
Restricted Stock Units
Common Stock
1735.36
1735.36
D
Phanton Stock settled by issuance of shares of Common Stock on ... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0202</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2005-12-31</periodOfReport>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4TransactionsReported>
<issuer>
<issuerCik>00... | 0001299892-06-000001 | 20060210 | [{"type": "5", "sequence": "1", "filename": "edgar.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 4816}] | 20051231 | X0202
5
2005-12-31
0
0
0000007536
ARROW ELECTRONICS INC
ARW
0001299892
Keeth Martha Frances
ARROW ELECTRONICS, INC.
50 MARCUS DRIVE
MELVILLE
NY
11747
1
0
0
0
Phantom Stock
Common Stock
1936.1651
1936.1651
D
Restricted Stock Units
Common Stock
3412.51
3412.51
D
Phanton Stock settled by issuance of shares of Common Stock... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0202</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2004-06-30</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001299896-04-000002 | 20040809 | [{"type": "5", "sequence": "1", "filename": "els21.xml", "secsgml_size_bytes": 23077}] | 20040630 | X0202
5
2004-06-30
0
0
0
0000103096
TRC COMPANIES INC /DE/
TRR
0001299896
ELSTON HAROLD C JR
TRC COMPANIES, INC.
5 WATERSIDE CROSSING
WINDSOR
CT
06095
0
1
0
0
Sr. Vice Pres. and CFO
Common Stock, $.10 par value
2003-06-30
5
J
0
236
A
7895.00
I
Pursuant to 401(k) Plan
Common Stock, $.10 par value
12750.00
D
Stock Option... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0202</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2005-12-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001299967-07-000001 | 20070220 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 8560}] | 20051231 | X0202
5
2005-12-31
0
0
0
0001299967
JMG Exploration, Inc.
JMG
0001284464
JACOBSEN THOMAS J
P.O. BOX 176
COCHRANE
A0
T0M 0W0
ALBERTA, CANADA
1
0
0
0
common shares
57133
D
common shares
12500
I
Securities owned by a company wholly owned by the insider
stock options
3
2005-04-05
2010-04-05
common shares
30000
30000
D
shar... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0202</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2006-12-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001299967-07-000002 | 20070220 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 11588}] | 20061231 | X0202
5
2006-12-31
0
0
0
0001299967
JMG Exploration, Inc.
JMG
0001284464
JACOBSEN THOMAS J
P.O. BOX 176
COCHRANE
A0
T0M 0W0
ALBERTA, CANADA
1
0
0
0
common shares
57133
D
common shares
12500
I
Securities are owned by company that is wholly owned by the insder
stock options
5
2005-04-06
2010-04-06
common shares
30000
300... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0202</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2005-12-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001299967-07-000004 | 20070220 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 5007}] | 20051231 | X0202
5
2005-12-31
0
0
0
0001299967
JMG Exploration, Inc.
JMG
0001284460
GREENSLADE REGINALD J
3 PALOMINO BLVD.
CALGARY
A0
T3Z 1B9
ALBERTA, CANADA
1
0
0
0
common shares
46938
D
share purchase warrants
5
2005-08-03
2008-01-15
common shares
46938
46938
D
stock options
5
2005-04-06
2010-04-06
common shares
15000
15000
D
R... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0202</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2006-12-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001299967-07-000005 | 20070220 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 7669}] | 20061231 | X0202
5
2006-12-31
0
0
0
0001299967
JMG Exploration, Inc.
JMG
0001284460
GREENSLADE REGINALD J
3 PALOMINO BLVD.
CALGARY
A0
T3Z 1B9
ALBERTA, CANADA
1
0
0
0
common shares
46938
D
share purchase warrants
5
2005-08-03
2008-01-15
common shares
46938
46938
D
stock options
5
2005-04-06
2010-04-06
common shares
15000
15000
D
s... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0202</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2005-12-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001299967-07-000006 | 20070220 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2916}] | 20051231 | X0202
5
2005-12-31
0
0
0
0001299967
JMG Exploration, Inc.
JMG
0001334162
WELLS DONALD PRESCOTT
5444 LA CRESCENTA AVENUE
LA CRESCENTA
CA
91214
1
0
0
0
stock options
5
2005-07-21
2010-07-21
common shares
30000
30000
D
Donald P. Wells
2007-02-20 |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0202</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2006-12-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001299967-07-000007 | 20070220 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 5643}] | 20061231 | X0202
5
2006-12-31
0
0
0
0001299967
JMG Exploration, Inc.
JMG
0001334162
WELLS DONALD PRESCOTT
5444 LA CRESCENTA AVENUE
LA CRESCENTA
CA
91214
1
1
0
0
Chief Financial Officer
stock options
5
2005-07-21
2010-07-21
common shares
30000
30000
D
stock options
10.75
2006-07-01
2011-07-01
common shares
45000
45000
D
stock opti... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0202</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2005-12-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>1</form4Tra... | 0001299967-07-000008 | 20070220 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 26098}] | 20051231 | X0202
5
2005-12-31
0
0
1
0001299967
JMG Exploration, Inc.
JMG
0001334178
SANDLER REUBEN
1897 MANGO WAY
LOS ANGELES
CA
90049
1
0
0
0
common shares
2005-09-28
5
G
0
19125
D
5875
D
common shares
2005-09-28
5
G
0
12500
A
32500
I
Family Trust
common shares
2005-10-10
5
G
0
10000
D
5875
D
common shares
2005-10-10
5
G
0
10000... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0202</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2006-12-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>1</form4Tra... | 0001299967-07-000010 | 20070220 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 11677}] | 20061231 | X0202
5
2006-12-31
0
0
1
0001299967
JMG Exploration, Inc.
JMG
0001334178
SANDLER REUBEN
1897 MANGO WAY
LOS ANGELES
CA
90049
1
0
0
0
common shares
2006-06-06
5
G
0
5875
D
0
D
common shares
2006-12-28
4
S
0
L
6875
1.45
D
10000
I
Family Trust
Series A warrants
6
2004-08-31
2008-01-15
common shares
3125
3125
I
Family Trust... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0202</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2005-12-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001299967-07-000011 | 20070220 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 4991}] | 20051231 | X0202
5
2005-12-31
0
0
0
0001299967
JMG Exploration, Inc.
JMG
0001323559
Skeehan Joseph W
526 CALLE SANTA BARBARA
SAN DIMAS
CA
91773
1
0
0
0
common shares
4454
D
share purchase warrants
5
2005-08-03
2007-01-15
common shares
4454
4454
D
stock options
5
2005-04-06
2010-04-06
common shares
40000
40000
D
Joseph W. Skeehan
... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0202</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2006-12-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001299967-07-000012 | 20070220 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 7711}] | 20061231 | X0202
5
2006-12-31
0
0
0
0001299967
JMG Exploration, Inc.
JMG
0001323559
Skeehan Joseph W
526 CALLE SANTA BARBARA
SAN DIMAS
CA
91773
1
1
0
0
President and CEO
common shares
4454
D
share purchase warrants
5
2005-08-03
2008-01-15
common shares
4454
4454
D
stock options
5
2005-04-06
2010-04-06
common shres
40000
40000
D
s... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0202</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2005-12-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001299967-07-000013 | 20070220 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 5232}] | 20051231 | X0202
5
2005-12-31
0
0
0
0001299967
JMG Exploration, Inc.
JMG
0001334327
HARTLEY HERMAN S
C/O JMG EXPLORATION INC.
#2200, 500 - 4TH AVENUE S.W.
CALGARY
A0
T2P 2V6
ALBERTA, CANADA
1
1
0
0
President and CEO
common shares
10000
D
share purchase warrants
5
2005-08-03
2008-01-15
common shares
10000
10000
D
stock options
5
2... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0202</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2006-12-31</periodOfReport>
<notSubjectToSection16>1</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001299967-07-000014 | 20070220 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 8373}] | 20061231 | X0202
5
2006-12-31
1
0
0
0001299967
JMG Exploration, Inc.
JMG
0001334327
HARTLEY HERMAN S
C/O JMG EXPLORATION INC.
#2200, 500 - 4TH AVENUE S.W.
CALGARY
A0
T2P 2V6
ALBERTA, CANADA
0
1
0
0
President and CEO
common shares
7185
D
common shares
2006-05-12
5
L
0
228
11.49
A
2130
I
Olympia Trust ITF Linvest Holdings
common sh... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0202</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2005-12-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001299967-07-000015 | 20070220 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 5058}] | 20051231 | X0202
5
2005-12-31
0
0
0
0001299967
JMG Exploration, Inc.
JMG
0001334408
FINNERTY JOANNE RUTH
78 SIERRA MORENA CLOSE SW
CALGARY
A0
T3H 3G2
ALBERTA, CANADA
0
1
0
0
CFO
common shares
2000
D
share purchase warrants
5
2005-08-03
2008-01-15
common shares
2000
2000
D
stock options
5
2005-07-21
2010-07-21
common shares
30000
... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0202</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2006-12-31</periodOfReport>
<notSubjectToSection16>1</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001299967-07-000016 | 20070220 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 6875}] | 20061231 | X0202
5
2006-12-31
1
0
0
0001299967
JMG Exploration, Inc.
JMG
0001334408
FINNERTY JOANNE RUTH
78 SIERRA MORENO CLOSE SW
CALGARY
A0
T3H 3G2
ALBERTA, CANADA
0
1
0
0
CFO
common shares
2000
D
common shares
899
I
Olympia Trust ITF Joanne R. Finnerty
share purchase warrants
5
2005-08-03
2008-01-15
common shares
2000
2000
D
s... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0202</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2005-12-31</periodOfReport>
<notSubjectToSection16>1</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001299967-07-000017 | 20070221 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2298}] | 20051231 | X0202
5
2005-12-31
1
0
0
0001299967
JMG Exploration, Inc.
JMG
0001258021
JED OIL INC.
SUITE 2200, 500 - 4TH AVE. S.W.
CALGARY
A0
T2P 2V6
ALBERTA, CANADA
0
0
1
0
common shares
250000
D
Marcia Johnston
2007-02-21 |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0202</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2005-12-31</periodOfReport>
<notSubjectToSection16>1</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001299967-07-000019 | 20070221 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 7332}] | 20051231 | X0202
5
2005-12-31
1
0
0
0001299967
JMG Exploration, Inc.
JMG
0001285080
GIERSTERFER LUDWIG
C/O JED OIL INC
2600, 4TH AVE S.W.
CALGARY ALBERTA
A0
T2P 2V6
ALBERTA, CANADA
1
0
0
0
common shares
10000
D
Series A Warrants
6
2005-08-03
2008-01-15
common shares
10000
10000
D
Series B Warrants
4.25
2005-08-03
2008-01-15
commo... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0202</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2005-12-31</periodOfReport>
<notSubjectToSection16>1</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001299967-07-000020 | 20070221 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 5383}] | 20051231 | X0202
5
2005-12-31
1
0
0
0001299967
JMG Exploration, Inc.
JMG
0001335448
Kuhne Jay
79935 DOUBLE EAGLE
LA QUINTA
CA
92253
0
0
1
0
common shares
225000
I
2004 Kuhne Family Trust
Series A Warrants
6
2005-08-03
2008-01-15
common shares
56250
56250
I
2004 Kuhne Family Trust
Series B warrants
4.25
2005-08-03
2008-01-15
commo... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0202</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2005-12-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001299967-07-000021 | 20070221 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 6801}] | 20051231 | X0202
5
2005-12-31
0
0
0
0001299967
JMG Exploration, Inc.
JMG
0001335443
MASON FRANK ALLAN
C/O JMG EXPLORATION, INC.
#2600,500-4TH AVENUE S.W.
CALGARY
A0
T2P 2V6
ALBERTA, CANADA
0
0
1
0
common shares
250000
D
Series A warrants
6
2005-10-25
5
J
0
62500
0.15
D
2005-08-03
2008-01-15
common shares
62500
0
D
Series B Warran... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0202</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2005-12-31</periodOfReport>
<notSubjectToSection16>1</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001299967-07-000023 | 20070221 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 12128}] | 20051231 | X0202
5
2005-12-31
1
0
0
0001299967
JMG Exploration, Inc.
JMG
0000923833
MCGRAIN JOHN P
4 RICHLAND PLACE
PASADENA
CA
91105
0
0
1
0
Common shares
110000
D
common shares
2005-08-11
5
C
0
27188
6
A
135938
I
JMW Fund LLC
Series A warrants
6
2005-10-26
5
J
0
24062
0.15
A
2005-08-03
2008-01-15
common shares
24062
51562
D
Ser... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0202</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2007-12-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001299967-08-000007 | 20080404 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2905}] | 20071231 | X0202
5
2007-12-31
0
0
0
0001299967
JMG Exploration, Inc.
jmgee
0001361896
Yorke Justin W
4 RICHLAND PLACE
PASADENA
CA
91103
1
0
0
0
qualified stock options
2
2007-04-18
2012-04-18
common stock
45000
45000
D
Justin Yorke
2008-04-04 |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0202</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2007-12-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001299967-08-000008 | 20080404 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 7714}] | 20071231 | X0202
5
2007-12-31
0
0
0
0001299967
JMG Exploration, Inc.
jmgee
0001284464
JACOBSEN THOMAS J
C/O JED OIL INC.
2600, 500-4TH AVENUE S.W.
CALGARY, ALBERTA
A0
T2P 2VB
ALBERTA, CANADA
1
0
0
0
common shares
57133
D
common shares
12500
I
Holder is wholly owned by reporting party
share purchase warrants series A
6.25
2004-08-... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0202</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2007-12-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001299967-08-000009 | 20080404 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 8197}] | 20071231 | X0202
5
2007-12-31
0
0
0
0001299967
JMG Exploration, Inc.
jmgee
0001334178
SANDLER REUBEN
C/O JMG EXPLORATION INC.
#2600, 500 - 4TH AVENUE S.W.
CALGARY
A0
T2P 2V6
ALBERTA, CANADA
1
0
0
0
common shares
10000
I
Family trust
qualified stock options
5
2005-04-06
2010-04-06
common shares
30000
30000
I
Family trust
qualified... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0202</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2007-12-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001299967-08-000010 | 20080404 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 6384}] | 20071231 | X0202
5
2007-12-31
0
0
0
0001299967
JMG Exploration, Inc.
jmgee
0001284460
GREENSLADE REGINALD J
C/O JED OIL INC
2600, 500-4TH AVENUE S.W.
CALGARY ALBERTA
A0
T2P 2V6
ALBERTA, CANADA
1
0
0
0
common shares
46938
D
Series C warrants
5
2005-08-03
2009-01-15
common shares
46938
46938
D
qualified stock options
5
2005-04-06
2... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0202</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2007-12-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001299967-08-000011 | 20080404 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 6390}] | 20071231 | X0202
5
2007-12-31
0
0
0
0001299967
JMG Exploration, Inc.
jmgee
0001323559
Skeehan Joseph W
1875 LAWRENCE STREET
SUITE 450
DENVER
CO
80202
1
1
0
0
CEO and CFO
common shares
4454
D
Series C warrant
5
2005-08-03
2009-01-15
common shares
4454
4454
D
qualified stock options
5
2005-04-06
2010-04-06
common shares
40000
44454... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0303</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2008-12-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001299967-09-000001 | 20090105 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 6397}] | 20081231 | X0303
5
2008-12-31
0
0
0
0001299967
JMG Exploration, Inc.
JMGE.PK
0001323559
Skeehan Joseph W
180 SOUTH LAKE AVE.
SEVENTH FLOOR
PASADENA
CA
91101
1
1
0
0
CEo and CFO
common shares
4454
D
Series C warrants
5
2005-08-03
2010-01-15
common shares
4454
4454
D
qualified stock option
5
2005-04-06
2010-04-06
common shares
4000... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0303</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2008-12-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001299967-09-000002 | 20090105 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 6359}] | 20081231 | X0303
5
2008-12-31
0
0
0
0001299967
JMG Exploration, Inc.
jmge.pk
0001284460
GREENSLADE REGINALD J
180 SOUTH LAKE AVE.
SEVENTH FLOOR
PASADENA
CA
91101
1
0
0
0
common shares
46938
D
Series C warrants
5
2005-08-03
2010-01-15
common shares
46938
46938
D
Qualified stock options
5
2005-04-06
2010-04-06
common shares
30000
7... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0303</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2008-12-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001299967-09-000003 | 20090105 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 7703}] | 20081231 | X0303
5
2008-12-31
0
0
0
0001299967
JMG Exploration, Inc.
jmge.pk
0001334178
SANDLER REUBEN
C/O JMG EXPLORATION INC.
180 SOUTH LAKE AVE., SEVENTH FLOOR
PASADENA
CA
91101
1
0
0
0
Common shares
10000
D
Series A Warrants
6
2004-08-31
2010-01-15
common shares
3125
3125
D
Series B warrants
4.25
2004-08-31
2010-01-15
common ... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0303</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2008-12-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001299967-09-000004 | 20090105 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2948}] | 20081231 | X0303
5
2008-12-31
0
0
0
0001299967
JMG Exploration, Inc.
jmge.pk
0001361896
Yorke Justin W
C/O JMG EXPORATION INC
180 SOUTH LAKE AVE., SEVENTH FLOOR
PASADENA
CA
91011
1
0
0
0
Qualified stock options
2
2007-04-18
2012-04-18
common shares
45000
45000
D
Justin Yorke
2009-01-05 |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0303</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2008-12-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001299967-09-000005 | 20090106 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 11670}] | 20081231 | X0303
5
2008-12-31
0
0
0
0001299967
JMG Exploration, Inc.
jmge.pk
0001284464
JACOBSEN THOMAS J
C/O JED OIL INC.
BOX 1420, DIDSBURY
CALGARY, ALBERTA
A0
T0M 0W0
ALBERTA, CANADA
1
0
0
0
common shares
57133
D
common shares
12500
I
holder is wholly owned by the reporting party
Series A warrants
6.25
2004-08-31
2010-01-15
co... |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0303</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2009-12-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001299967-10-000009 | 20100528 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 2939}] | 20091231 | X0303
5
2009-12-31
0
0
0
0001299967
JMG Exploration, Inc.
JMGE
0001361896
Yorke Justin W
JMG EXPLORATION INC.
180 SOUTH LAKE AVE., 7TH FLOOR
PASADENA
CA
91101
1
0
0
0
Qualified Stock Options
2
2007-04-18
2012-04-18
Common Shares
45000
45000
D
Justin Yorke
2010-05-28 |
<?xml version="1.0"?>
<ownershipDocument>
<schemaVersion>X0303</schemaVersion>
<documentType>5</documentType>
<periodOfReport>2009-12-31</periodOfReport>
<notSubjectToSection16>0</notSubjectToSection16>
<form3HoldingsReported>0</form3HoldingsReported>
<form4TransactionsReported>0</form4Tra... | 0001299967-10-000010 | 20100528 | [{"type": "5", "sequence": "1", "filename": "primary_doc.xml", "description": "PRIMARY DOCUMENT", "secsgml_size_bytes": 11653}] | 20091231 | X0303
5
2009-12-31
0
0
0
0001299967
JMG Exploration, Inc.
JMGE
0001284464
JACOBSEN THOMAS J
JMG EXPLORATION
180 SOUTH LAKE AVE, 7TH FLOOR
PASADENA
CA
91101
1
0
0
0
Common Shares
57133
D
Common Shares
12500
I
holder is wholly owned by the reporting party
Series A Warrants
6.25
2004-08-31
2010-01-15
Common Shares
3125
31... |
Subsets and Splits
No community queries yet
The top public SQL queries from the community will appear here once available.